Notification of Major Holdings
1. Details of issuer
Name: |
Nordex SE |
Street: |
Erich-Schlesinger-Straße 50 |
Postal code: |
18059 |
City: |
Rostock Germany |
Legal Entity Identifier (LEI): |
529900HVDYCUWVD0OE76 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc. City of registered office, country: Wilmington, DE, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
0.04 % |
4.53 % |
4.57 % |
236,450,364 |
Previous notification |
0.24 % |
4.99 % |
5.23 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE000A0D6554 |
0 |
94,445 |
0.00 % |
0.04 % |
Total |
94,445 |
0.04 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right To Recall |
Open |
|
5,449,253 |
2.30 % |
Right Of Use |
Open |
|
1,621,323 |
0.69 % |
Convertible Bond |
14.04.2030 |
|
1,875,397 |
0.79 % |
|
|
Total |
8,945,973 |
3.78 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
Swap |
16.01.2034 |
|
Cash |
1,412,887 |
0.60 % |
Put Option |
21.06.2024 |
|
Physical |
200,000 |
0.08 % |
Call Warrant |
31.12.2030 |
|
Cash |
161,757 |
0.07 % |
|
|
|
Total |
1,774,644 |
0.75 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
The Goldman Sachs Group, Inc. |
% |
% |
% |
GSAM Holdings LLC |
% |
% |
% |
Goldman Sachs Asset Management, L.P. |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
GSAM Holdings LLC |
% |
% |
% |
Goldman Sachs Asset Management Holdings LLC |
% |
% |
% |
Goldman Sachs Asset Management UK Holdings I Ltd |
% |
% |
% |
Goldman Sachs Asset Management UK Holdings II Ltd |
% |
% |
% |
Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset Management Holdings II B.V. |
% |
% |
% |
Goldman Sachs Asset Management Holdings B.V. |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman Sachs Bank USA |
% |
% |
% |
Goldman Sachs Bank Europe SE |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman Sachs (UK) L.L.C. |
% |
% |
% |
Goldman Sachs Group UK Limited |
% |
% |
% |
Goldman Sachs International Bank |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman Sachs & Co. LLC |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman Sachs (UK) L.L.C. |
% |
% |
% |
Goldman Sachs Group UK Limited |
% |
% |
% |
Goldman Sachs International |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date
18.01.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com