Notification of Major Holdings
1. Details of issuer
Name: |
Nordex SE |
Street: |
Erich-Schlesinger-Straße 50 |
Postal code: |
18059 |
City: |
Rostock Germany |
Legal Entity Identifier (LEI): |
529900HVDYCUWVD0OE76 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: Bank of America Corporation City of registered office, country: Wilmington, DE, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Merrill Lynch International |
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
4.16 % |
2.87 % |
7.03 % |
236,450,364 |
Previous notification |
0.22 % |
10.65 % |
10.86 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE000A0D6554 |
0 |
9,842,600 |
0.00 % |
4.16 % |
Total |
9,842,600 |
4.16 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to Recall |
n/a |
n/a |
1,789,781 |
0.76 % |
Rights of Use |
n/a |
n/a |
1,476,605 |
0.62 % |
|
|
Total |
3,266,386 |
1.38 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
Swaps |
15/06/2023 – 15/12/2027 |
n/a |
Cash |
3,512,345 |
1.49 % |
|
|
|
Total |
3,512,345 |
1.49 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
Bank of America Corporation |
% |
% |
% |
NB Holdings Corporation |
% |
% |
% |
BofAML Jersey Holdings Limited |
% |
% |
% |
BofAML EMEA Holdings 2 Limited |
% |
% |
% |
ML UK Capital Holdings Limited |
% |
% |
% |
Merrill Lynch International |
4.12 % |
% |
5.80 % |
– |
% |
% |
% |
Bank of America Corporation |
% |
% |
% |
NB Holdings Corporation |
% |
% |
% |
BAC North America Holding Company |
% |
% |
% |
Bank of America, National Association |
% |
% |
% |
– |
% |
% |
% |
Bank of America Corporation |
% |
% |
% |
NB Holdings Corporation |
% |
% |
% |
BofA Securities, Inc |
% |
% |
% |
– |
% |
% |
% |
Bank of America Corporation |
% |
% |
% |
NB Holdings Corporation |
% |
% |
% |
BofA Securities, Inc |
% |
% |
% |
Merrill Lynch Professional Clearing Corp. |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date