Nordex SE / Key word(s): Capital Increase/Corporate Action27.11.2013 10:07Dissemination of an Ad hoc announcement according to § 15 WpHG, transmittedby DGAP - a company of EQS Group AG.The issuer is solely responsible for the content of this announcement.---------------------------------------------------------------------------[Not for distribution, publication or transmission in the United States,Canada, Australia or Japan]Nordex SE: 7,352,948 shares have been successfully placed with issueproceeds in the amount of approximately 73.529 million EuroHamburg 27 November 2013 / Nordex SE (ISIN DE000A0D6554) has issued7,352,948 new, no par bearer shares from the capital increase against cashresolved yesterday. The new shares have been placed with institutionalinvestors by way of an accelerated bookbuilding at a placement price ofEURO 10.00 per share.The execution of the capital increase is anticipated to be registered on 28November 2013 in the Rostock commercial register. The new shares will beadmitted without prospectus to trading at the regulated market of theFrankfurt Stock Exchange with simultaneous listing in the segment of theregulated market with additional listing requirements (Prime Standard) atthe Frankfurt Stock Exchange on 28 November 2013 and are expected to beincluded into the existing trading the trading day after, 29 November 2013.The new shares carry dividend rights from 1 January 2013 onwards.The company will, subject to registration of the capital increase with thecommercial register, earn gross issue proceeds in the amount of 73.529million Euro. Nordex SE intends to use the proceeds from the capitalincrease to finance its further growth [also in new markets and theresearch & development of its next generation turbine technology] as wellas to strengthen its equity ratio and allow the partial repayment of debt.UniCredit Bank AG, Munich, BNP Paribas, Paris, and HSBC Trinkaus &Burkhardt AG, Dusseldorf, serve as Joint Bookrunners of the capitalincrease transaction. Important NoticeThis notification exclusively serves information purposes and is not anoffer or a request for an offer for the purchase of securities. Inconnection with this transaction, there is no public offer, nor will therebe a public offer. In connection with this transaction, no securitiesprospectus has been or will be produced. The transmission of thisnotification and the offer and the sale of securities may be subject tolegal restrictions in certain jurisdictions.United States of AmericaThis notification is not addressed to persons in the United States ofAmerica (including their territories, states, protectorates and theDistrict of Columbia) and may not be directly or indirectly distributed inthe United States.This notification is not an offer for sale of new shares in the UnitedStates. The new shares have not been and will not be registered under theUnited States Securities Act of 1933, as amended, or under the securitieslaws of any state of the United States, and may not be offered, sold ordelivered in the United States except for exceptions due to an exemptionfrom registration requirements of the Securities Acts Securities Act or thesecurities laws of any state of the United States of America.In the United Kingdom, this communication is directed only at persons who: (i) are qualified investors within the meaning of the Financial Servicesand Markets Act 2000 (as amended) and any relevant implementing measuresand/or (ii) have professional experience in matters relating to investmentswho fall within the definition of 'investment professionals' contained inarticle 19(5) of the Financial Services and Markets Act 2000 (FinancialPromotion) Order 2005 (as amended) (the 'Order'), or are persons fallingwithin article 49(2)(a) to (d) (high net worth companies, unincorporatedassociations, etc.) of the Order, or fall within another exemption to theOrder (all such persons referred to in (i) to (ii) above together beingreferred to as 'Relevant Persons'). Any person who is not a RelevantPerson must not act or rely on this communication or any of its contents.Any investment or investment activity to which this communication relatesis available only to Relevant Persons and will be engaged in only withRelevant Persons.In member states of the European Economic Area ('EEA') which haveimplemented the Prospectus Directive (each, a 'Relevant Member State'),this announcement and any offer if made subsequently is directedexclusively at persons who are 'qualified investors' within the meaning ofthe Prospectus Directive ('Qualified Investors'). For these purposes, theexpression 'Prospectus Directive' means Directive 2003/71/EC (andamendments thereto, including the 2010 PD Amending Directive, to the extentimplemented in a Relevant Member State), and includes any relevantimplementing measure in the Relevant Member State and the expression '2010PD Amending Directive' means Directive 2010/73/EU.Canada, Australia and JapanThis notification is not addressed to any persons in Canada, Australia orJapan. The new shares may not be offered to or sold to any persons in thesestates.27.11.2013 DGAP's Distribution Services include Regulatory Announcements,Financial/Corporate News and Press Releases.Media archive at www.dgap-medientreff.de and www.dgap.de--------------------------------------------------------------------------- Language: EnglishCompany: Nordex SE Langenhorner Chaussee 600 22419 Hamburg GermanyPhone: 040 / 30030 1000Fax: 040 / 30030 1101E-mail: info@nordex-online.comInternet: www.nordex-online.comISIN: DE000A0D6554WKN: A0D655Indices: TecDAXListed: Regulierter Markt in Frankfurt (Prime Standard); Freiverkehr in Berlin, Düsseldorf, Hamburg, Hannover, München, Stuttgart End of Announcement DGAP News-Service ---------------------------------------------------------------------------
