Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Nordex SE
Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
03.11.2023 / 12:54 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer

Name: Nordex SE
Street: Erich-Schlesinger-Straße 50
Postal code: 18059
City: Rostock
Germany
Legal Entity Identifier (LEI): 529900HVDYCUWVD0OE76

2. Reason for notification

  Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
voluntary group notification with triggered threshold on subsidiary level


3. Details of person subject to the notification obligation

Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

01 Nov 2023

6. Total positions

  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.84 % 5.01 % 5.84 % 236,450,364
Previous notification 0.75 % 5.00 % 5.76 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000A0D6554 0 1,974,849 0.00 % 0.84 %
Total 1,974,849 0.84 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Internal right to recall shares lent out n/a n/a 792,128 0.34 %
    Total 792,128 0.34 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Convertible bonds 14/04/2030 14/04/2030 Physical 6,274,632 2.65 %
Cash-settled Equity Swap 28/11/2023-22/06/2033 28/11/2023-22/06/2033 Cash 4,760,192 2.01 %
Cash-settled Call Options 11/12/2023-02/01/2099 11/12/2023-02/01/2099 Cash 12,449 0.01 %
      Total 1,1047,273 4.67 %

8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, National Association % % %
J.P. Morgan International Finance Limited % % %
J.P. Morgan Capital Holdings Limited % % %
J.P. Morgan Securities plc % 5.00 % 5.35 %
% % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Holdings LLC % % %
J.P. Morgan Broker-Dealer Holdings Inc. % % %
J.P. Morgan Securities LLC % % %
% % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, National Association % % %
J.P. Morgan International Finance Limited % % %
J.P. Morgan Structured Products B.V. % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

 

Date

03 Nov 2023


03.11.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
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