Notification of Major Holdings
1. Details of issuer
Name: |
Nordex SE |
Street: |
Erich-Schlesinger-Straße 50 |
Postal code: |
18059 |
City: |
Rostock Germany |
Legal Entity Identifier (LEI): |
529900HVDYCUWVD0OE76 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
|
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
4.94 % |
5.27 % |
10.21 % |
236,450,364 |
Previous notification |
5.24 % |
5.06 % |
10.31 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE000A0D6554 |
0 |
11,690,507 |
0.00 % |
4.94 % |
Total |
11,690,507 |
4.94 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to recall lent shares |
|
At any time |
8,907,185 |
3.77 % |
Right of use over shares |
|
At any time |
4,338 |
0.00 % |
Call option |
|
15/09/2023 – 20/12/2024 |
213,000 |
0.09 % |
|
|
Total |
9,124,523 |
3.86 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
Exchangable bonds (DE000A351MA2) |
14/04/2030 |
14/04/2023 -30/03/2030 |
Physical |
966,306 |
0.41 % |
Right of use over Exchangable bonds (DE000A351MA2) |
|
At any time |
Physical |
762,873 |
0.32 % |
Right to recall Exchangable bond (DE000A351MA2) |
|
At any time |
Physical |
661,157 |
0.28 % |
Put option |
|
15/09/2023 – 20/12/2024 |
Physical |
947,895 |
0.40 % |
|
|
|
Total |
3,338,231 |
1.41 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
UBS Group AG |
% |
% |
% |
UBS AG |
4.73 % |
% |
8.66 % |
UBS Switzerland AG |
% |
% |
% |
– |
% |
% |
% |
UBS Group AG |
% |
% |
% |
UBS AG |
4.73 % |
% |
8.66 % |
UBS Asset Management AG |
% |
% |
% |
UBS Asset Management Holding (No. 2) Ltd |
% |
% |
% |
UBS Asset Management Holding Ltd |
% |
% |
% |
UBS Asset Management (UK) Ltd |
% |
% |
% |
– |
% |
% |
% |
UBS Group AG |
% |
% |
% |
UBS AG |
4.73 % |
% |
8.66 % |
UBS Asset Management AG |
% |
% |
% |
UBS Fund Management (Luxembourg) SA |
% |
% |
% |
– |
% |
% |
% |
UBS Group AG |
% |
% |
% |
UBS AG |
4.73 % |
% |
8.66 % |
UBS Asset Management AG |
% |
% |
% |
UBS Asset Management Switzerland AG |
% |
% |
% |
UBS Fund Management (Switzerland) AG |
% |
% |
% |
– |
% |
% |
% |
UBS Group AG |
% |
% |
% |
Credit Suisse AG |
% |
% |
% |
Credit Suisse (Schweiz) AG |
% |
% |
% |
– |
% |
% |
% |
UBS Group AG |
% |
% |
% |
Credit Suisse AG |
% |
% |
% |
Credit Suisse International |
% |
% |
% |
– |
% |
% |
% |
UBS Group AG |
% |
% |
% |
Credit Suisse AG |
% |
% |
% |
Credit Suisse Asset Management International Holding Ltd |
% |
% |
% |
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG |
% |
% |
% |
Credit Suisse Funds AG |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date