Hamburg 29. März 2011 / Nordex SE (ISIN DE000A0D6554) issued 6,684,499 new, no par bearer shares from the capital increase against cash, which was resolved yesterday. The new shares were placed with institutional investors by way of an accelerated bookbuilding at a placement price of EURO 8.40 per shares.
The execution of the capital increase is anticipated to be registered on 30. March 2011 in the commercial register. The new shares will be admitted prospectus exempt to trading at the regulated market of the Frankfurt Stock Exchange with simultaneous listing in the segment of the regulated market with additional listing requirements (Prime Standard) at the Frankfurt Stock Exchange by 30 March 2011 and are expected to be included into the existing quotation the trading day after, on 31. March 2011. The new shares carry dividend rights from 1 January 2010 onwards.
The company will, subject to registration of the capital increase with the commercial register, gain gross emission proceeds in the amount of approximately 56 million Euros. Nordex SE intends to use these proceeds from the capital increase for additional investments in research and development, in particular for new turbine generations both in the onshore and offshore segment. In addition, the company is exploring possible debt capital market opportunities, subject to market conditions.
Barclays Capital, the Investment Banking Division of Barclays Bank PLC, acts as the Sole Bookrunner of the capital increase transaction.
This document exclusively serves information purposes and is not an offer or a re-quest for an offer for the purchase of securities. In connection with this transaction, there is no public offer, nor will there be a public offer. In connection with this transaction, no securities prospectus has been or will be produced. The transmission of this notification and the offer and the sale of securities may be subject to legal restrictions in certain jurisdictions.
United States of America
This notification is not addressed to persons in the United States of America (includ-ing their territories, states, protectorates and the District of Columbia) and may not be directly or indirectly distributed in the United States.
This document is not an offer or a partial offer for sale of new shares in the United States nor an invitation to make such an offer for the acquisition or subscription of securities in the United States of America. The shares mentioned herein (the ‘Shares’) have not been and will not be registered under the United States Securities Act of 1933, as amended, or under the securities laws of any state of the United States, and may not be offered, sold or delivered in the United States. The Shares may not be offered or sold in or directly or indirectly delivered into the United States of America or to persons in the United States of America, except for exceptions due to an exemption from registration requirements of the Securities Act or the securities laws of any state of the United States of America.
Canada, Australia and Japan
This notification is not addressed to any persons in Canada, Australia or Japan. The new shares may not be offered to or sold to any persons in these states.