{"id":4936,"date":"2021-10-18T10:44:04","date_gmt":"2021-10-18T10:44:04","guid":{"rendered":"https:\/\/www.nordex-online.com\/es\/2021\/10\/nordex-se-release-according-to-article-40-section-1-of-the-wphg-the-german-securities-trading-act-with-the-objective-of-europe-wide-distribution-49\/"},"modified":"2023-12-12T10:11:32","modified_gmt":"2023-12-12T10:11:32","slug":"nordex-se-release-according-to-article-40-section-1-of-the-wphg-the-german-securities-trading-act-with-the-objective-of-europe-wide-distribution-49","status":"publish","type":"post","link":"https:\/\/www.nordex-online.com\/es\/2021\/10\/nordex-se-release-according-to-article-40-section-1-of-the-wphg-the-german-securities-trading-act-with-the-objective-of-europe-wide-distribution-49\/","title":{"rendered":"Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution"},"content":{"rendered":"\n\n
\n

Nordex SE
18.10.2021 \/ 12:44 <\/span>
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.<\/p>\n

\n
Notification of Major Holdings<\/strong><\/p>\n

1. Details of issuer<\/strong><\/p>\n\n\n\n\n\n\n
Name:<\/td>\nNordex SE<\/td>\n<\/tr>\n
Street:<\/td>\nErich-Schlesinger-Stra\u00dfe 50<\/td>\n<\/tr>\n
Postal code:<\/td>\n18059<\/td>\n<\/tr>\n
City:<\/td>\nRostock
Germany<\/td>\n<\/tr>\n
Legal Entity Identifier (LEI):<\/td>\n529900HVDYCUWVD0OE76<\/td>\n<\/tr>\n<\/table>\n

2. Reason for notification<\/strong><\/p>\n\n\n\n\n\n
X<\/td>\nAcquisition\/disposal of shares with voting rights<\/td>\n<\/tr>\n
 <\/td>\nAcquisition\/disposal of instruments<\/td>\n<\/tr>\n
 <\/td>\nChange of breakdown of voting rights<\/td>\n<\/tr>\n
 <\/td>\nOther reason:
<\/span><\/td>\n<\/tr>\n<\/table>\n


3. Details of person subject to the notification obligation<\/strong><\/p>\n\n\t<\/p>\n
Legal entity: Morgan Stanley<\/span>
City of registered office, country: Wilmington, Delaware<\/span>, United States of America (USA)<\/span><\/span><\/td>\n<\/tr>\n<\/table>\n

<\/span>
4. Names of shareholder(s)<\/strong>
holding directly 3% or more voting rights, if different from 3.<\/p>\n\n\n
 <\/td>\n<\/tr>\n<\/table>\n

5. Date on which threshold was crossed or reached:<\/strong><\/p>\n\n\n
12 Oct 2021<\/td>\n<\/tr>\n<\/table>\n

6. Total positions<\/strong><\/p>\n\n\n\t<\/p>\n\t<\/p>\n
 <\/td>\n% of voting rights attached to shares
(total of 7.a.)<\/td>\n		% of voting rights through instruments
(total of 7.b.1 + 7.b.2)<\/td>\n		Total of both in %
(7.a. + 7.b.)<\/td>\n		Total number of voting rights pursuant to Sec. 41 WpHG<\/td>\n<\/tr>\n
New<\/td>\n0.08 %<\/td>\n4.96 %<\/td>\n5.04 %<\/td>\n160021035<\/td>\n<\/tr>\n
Previous notification<\/td>\n2.22 %<\/td>\nn\/a %<\/td>\n2.22 %<\/td>\n\/<\/td>\n<\/tr>\n<\/table>\n

7. Details on total positions<\/strong>
a. Voting rights attached to shares (Sec. 33, 34 WpHG)<\/strong><\/p>\n\n\n\n\t<\/p>\n\t<\/p>\n
ISIN<\/td>\nAbsolute<\/td>\nIn %<\/td>\n<\/tr>\n
 <\/td>\nDirect
(Sec. 33 WpHG)<\/td>\n		Indirect
(Sec. 34 WpHG)<\/td>\n		Direct
(Sec. 33 WpHG)<\/td>\n		Indirect
(Sec. 34 WpHG)<\/td>\n<\/tr>\n
DE000A0D6554<\/td>\n0<\/td>\n121266<\/td>\n0.00 %<\/td>\n0.08 %<\/td>\n<\/tr>\n
Total<\/strong><\/td>\n121266<\/td>\n0.08 %<\/td>\n<\/tr>\n<\/table>\n

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG<\/strong><\/p>\n\n\n\t<\/p>\n\t<\/p>\n\t<\/p>\n
Type of instrument<\/td>\nExpiration or maturity date<\/td>\nExercise or conversion period<\/td>\nVoting rights absolute<\/td>\nVoting rights in %<\/td>\n<\/tr>\n
Call Option<\/td>\nFrom 17.12.2021 to 17.06.2022<\/td>\nat any time<\/td>\n46974<\/td>\n0.03 %<\/td>\n<\/tr>\n
Right of recall over securities lending agreements<\/td>\nat any time<\/td>\nat any time<\/td>\n5767266<\/td>\n3.60 %<\/td>\n<\/tr>\n
 <\/td>\n <\/td>\nTotal<\/strong><\/td>\n5814240<\/td>\n3.63 %<\/td>\n<\/tr>\n<\/table>\n

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG<\/strong><\/p>\n\n\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n
Type of instrument<\/td>\nExpiration or maturity date<\/td>\nExercise or conversion period<\/td>\nCash or physical settlement<\/td>\nVoting rights absolute<\/td>\nVoting rights in %<\/td>\n<\/tr>\n
Retail Structured Product<\/td>\nFrom 04.05.2071 to 01.07.2071<\/td>\nat any time<\/td>\nCash<\/td>\n976<\/td>\n0 %<\/td>\n<\/tr>\n
Equity Swap<\/td>\n23.06.2022<\/td>\nat any time<\/td>\nCash<\/td>\n2018232<\/td>\n1.26 %<\/td>\n<\/tr>\n
Put Option<\/td>\n18.03.2022<\/td>\nat any time<\/td>\nPhysical<\/td>\n106662<\/td>\n0.07 %<\/td>\n<\/tr>\n
 <\/td>\n <\/td>\n <\/td>\nTotal<\/strong><\/td>\n2125870<\/td>\n1.33 %<\/td>\n<\/tr>\n<\/table>\n

8. Information in relation to the person subject to the notification obligation<\/strong><\/p>\n\n\n\n
 <\/td>\nPerson subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).<\/td>\n<\/tr>\n
X<\/td>\nFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:<\/td>\n<\/tr>\n<\/table>\n

<\/p>\n\n\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n\t<\/p>\n
Name<\/td>\n% of voting rights (if at least 3% or more)<\/td>\n% of voting rights through instruments (if at least 5% or more)<\/td>\nTotal of both (if at least 5% or more)<\/td>\n<\/tr>\n
Morgan Stanley<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Morgan Stanley Capital Management, LLC<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Morgan Stanley Domestic Holdings, Inc.<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Morgan Stanley & Co. LLC<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
–<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Morgan Stanley<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Morgan Stanley International Holdings Inc.<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Morgan Stanley International Limited<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Morgan Stanley Investments (UK)<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Morgan Stanley & Co. International plc<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
–<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Morgan Stanley<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Morgan Stanley Capital Management, LLC<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Morgan Stanley Domestic Holdings, Inc.<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Morgan Stanley & Co. LLC<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Prime Dealer Services Corp.<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
–<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Morgan Stanley<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Morgan Stanley Capital Management, LLC<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
Morgan Stanley Domestic Holdings, Inc.<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
E*TRADE Financial Holdings, LLC<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
ETCM Holdings, LLC<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n
E*TRADE Securities LLC<\/td>\n %<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n<\/table>\n

9. In case of proxy voting according to Sec. 34 para. 3 WpHG<\/strong>
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)<\/p>\n

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:<\/p>\n\n\n\t<\/p>\n
Proportion of voting rights<\/td>\nProportion of instruments<\/td>\nTotal of both<\/td>\n<\/tr>\n
%<\/td>\n %<\/td>\n %<\/td>\n<\/tr>\n<\/table>\n

10. Other explanatory remarks:<\/strong><\/p>\n\n\n
Please note that the reason for notification selected relates to the specific activity which occurred on the Date on which threshold was crossed or reached and which contributed to the triggering of the notification obligation and therefore may not also correspond to the comparison of New & Previous notification % values in the Total Positions section <\/span><\/td>\n<\/tr>\n<\/table>\n

Date<\/p>\n\n\n
15 Oct 2021<\/td>\n<\/tr>\n<\/table>\n

<\/div>\n<\/div>\n

<\/p>\n

\n

18.10.2021 The DGAP Distribution Services include Regulatory Announcements, Financial\/Corporate News and Press Releases.
Archive at www.dgap.de<\/p>\n

\n<\/td>\n<\/tr>\n<\/table>\n\n\n\n\n\n\n\n
Language:<\/td>\nEnglish<\/td>\n<\/tr>\n
Company:<\/td>\nNordex SE<\/td>\n<\/tr>\n
<\/td>\nErich-Schlesinger-Stra\u00dfe 50<\/td>\n<\/tr>\n
<\/td>\n18059 Rostock<\/td>\n<\/tr>\n
<\/td>\nGermany<\/td>\n<\/tr>\n
Internet:<\/td>\nwww.nordex-online.com<\/td>\n<\/tr>\n<\/table>\n

<\/p>\n\n\n
<\/td>\n<\/tr>\n<\/table>\n\n\n\n
 <\/td>\n<\/tr>\n
End of News<\/td>\nDGAP News Service<\/td>\n<\/tr>\n<\/table>\n

\n

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Nordex SE18.10.2021 \/ 12:44 Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.The issuer is solely responsible for the content of this announcement. Notification of Major Holdings 1. Details of issuer Name: Nordex SE Street: Erich-Schlesinger-Stra\u00dfe 50 Postal code: 18059 City: RostockGermany Legal Entity Identifier (LEI): 529900HVDYCUWVD0OE76 2. […]<\/p>\n","protected":false},"author":5,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_trash_the_other_posts":false,"editor_notices":[],"footnotes":""},"categories":[1094,1090],"tags":[],"class_list":["post-4936","post","type-post","status-publish","format-standard","hentry","category-pvr","category-investor-relations"],"yoast_head":"\nNordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution - Nordex SE - Espa\u00f1ol<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.nordex-online.com\/es\/2021\/10\/nordex-se-release-according-to-article-40-section-1-of-the-wphg-the-german-securities-trading-act-with-the-objective-of-europe-wide-distribution-49\/\" \/>\n<meta property=\"og:locale\" content=\"es_ES\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution\" \/>\n<meta property=\"og:description\" content=\"Nordex SE18.10.2021 \/ 12:44 Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.The issuer is solely responsible for the content of this announcement. 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